Efficacy of Orally Administered Superfine Dispersed Lentinan (p-1,3-Glucan) for the Treatment of Advanced Colorectal Cancer




department of Surgery II, Yamaguchi University Graduate School of Medicine, 1-1-1 Minami-Kogushi, Ube, Yamaguchi;

2Chemotherapy Division, Inoue Hospital, Nishi 2-Chome, Minami 7-Jo, Chuo-Ku, Sapporo, Hokkaido;

Digestive and General Surgery, Niigata University of Medicine, 1-754 Asahimachi-Dori, Chuo-Ku, Niigata; 4Department of Surgery, Public
Central Hospital of Matto-Ishikawa, 3-8 Kuramitsu, Hakusan, Ishikawa; 5Department of Surgery, Shunan City Shinnanyo Hospital, 2-3-15
Miyanomae, Shunan, Yamaguchi; 6Hashimoto Hospital, 4-31 Minaminocho, Horidome, Wakayama;

Surgery Division, Iseikai Tsushimi Hospital, 413-1 Emukai, Hagi, Yamaguchi; 8Pharmaceutical Laboratories, Ajinomoto Co., Inc., 1-1
Suzuki-Cho, Kawasaki-Ku, Kawasaki, Kanagawa;

Pharmaceutical Alliance Department, Ajinomoto Co., Inc., 2-1-1 Irifune, Chuo-Ku, Tokyo; 10Yamashita Hospital, 1-3-5 Nakamachi, Ichinomiya,
Aichi, Japan


0250-7005/2009 $2.00+.40


Background: Lentinan (LNT) is an immune adjuvant medicine for advanced gastric cancer in Japan. Recently, an oral formulation of superfine dispersed
lentinan (SDL) has become clinically available. To investigate the safety and effectiveness of SDL, a multi center clinical study in patients with
advanced colorectal cancer was conducted. Patients and Methods: Adverse events were assessed and the patients’ quality of life (QOL) and the binding
ability of peripheral blood monocytes (PBM) to LNT were also evaluated. Results: Four grade 2 adverse events associated with SDL treatment were
observed among the 80 patients. Adverse events associated with chemotherapy were observed in 9 out of the 64 chemotherapy-treated patients. Among the
48 patients assessed for QOL, the patients with low QOL scores before SDL treatment (n=23) reported a significant improvement in their QOL scores after
12 weeks of SDL administration. The rates of LNT-binding PBM in the QOL- improved group were significantly higher than those in the QOL-not-improved
group (p<0.05). Conclusion: SDL was

Correspondence to:
Shoichi Hazama, Department of Surgery II, Yamaguchi University Graduate School of Medicine, 1-1-1 Minami- Kogushi, Ube, Yamaguchi 755-8505, Japan. Tel: +81
0836222419, Fax: +81 0836222263, e-mail: hazama@po.cc.yamaguchi-u.ac.jp

Key Words:
Beta-1,3-glucan, colorectal cancer, lentinan, peripheral blood monocytes, quality of life, superfine dispersed lentinan.

safe and effective for suppressing the adverse effects of chemotherapy as well as improving QOL. The binding ability of PBM to LNT appears to be a
promising predictor of QOL improvement after SDL administration.

Lentinan (LNT) is a purified P-1,3-glucan with P-1,6- branches derived from the edible mushroom Lentinus edodes (Berk) Sing (1). LNT has immune
adjuvant effects and has been reported to increase host defense mechanisms against murine and human tumors (2-4). The clinical efficacy of LNT, such as its
effect on long-term survival and the improvement of the quality of life (QOL) status, were evaluated in patients with inoperable and recurrent gastric
cancer (5, 6). The mode of action of LNT consists of T-cell- dependent immunopotentiation mediated by macrophages and monocytes (7-9). Studies of some
P-glucan receptors such as CD11b, dectin-1 and toll-like receptor 2 (TLR2) have revealed that P-glucan binds to these receptors on macrophages and
monocytes (10-12). Furthermore, LNT- induced reductive macrophages are reportedly skewed toward Th1 as a result of the production of IL-12 (13-15), and the
binding ability of peripheral blood monocytes (PBM) to LNT might directly influence its in vivo effects (16). Intravenously administered LNT can
cancel a Th2-dominant condition in patients with digestive tract cancer and improve the balance between Th1 and Th2 (9). However, why orally administered
LNT is ineffective has been a long-standing puzzle. In aqueous solution, the particle size of LNT is

approximately 100 to 200 pm; this impedes the absorption of LNT particles through the intestinal mucosa. Recently, an oral formulation of superfine
dispersed lentinan (SDL) has been developed and is now clinically available. SDL reportedly enables the potentiation of intestinal mucosal immunity (17).

in the present study, we evaluated the safety and efficacy of SDL for suppressing the adverse effects of chemotherapy and the usability of the binding
ability of peripheral blood CD14+ monocytes to LNT as a promising predictor of QOL improvement in patients with advanced colorectal cancer who have been
treated with SDL.

Patients and Methods

Between July 2004 and April 2005, patients with unresectable colorectal cancer were enrolled at 25 centers involved in a study group on Foods and
Lifestyle-related Disease, an affiliated organization of the Japanese Society of Geriatric Gastroenterology.

Patients who fulfilled the following eligibility requirements were enrolled in the study: (i) a diagnosis of unresectable colorectal cancer; (ii) an age of
20 years or older; (iii) an Eastern cooperative Oncology Group (EcOG) performance status (PS) of Grade 2 or lower; (iv) an ability to drink at least 100 ml
of water per dose; (v) a life expectancy of at least 3 months; (vi) not receiving immunotherapy (the last immunotherapy session must have been completed at
least 4 weeks before enrollment); (vii) not taking immune adjuvant foods (the last immune adjuvant food treatment must have been completed at least 2 weeks
before enrollment); (viii) no allergies to Shiitake mushrooms (Lentinus edodes) or soybeans; (ix) adequate bone marrow function (hemoglobin
concentration >10 mg/dl, white blood cell (WBC) count >3,000/pl and <12,000/pl, neutrophil count >1,500/pl and platelet count >10×10 4/pl); (x) adequate liver function (serum bilirubin levels, aspartate aminotransferase (AST) and alanine aminotransferase (ALT) < 2.5 times
the upper limit of normal); (xi) adequate renal function (serum creatinine levels within normal limits); (xii) no other severe medical conditions; and
(xiii) no other active malignancies. Written informed consent was obtained from all the patients. Pregnant women and patients receiving steroids or
immunosuppressive medicines for a prolonged period were excluded from the study. This study was approved by the Institutional Review Boards at all the
participating hospitals. The approvals were based on the 2000 revision of the Helsinki Declaration.


Test sample containing SDL.

The SDL-containing test sample was supplied by Ajinomoto Co., Inc. and was prepared in 100 ml bags containing 15 mg of SDL per bag. According to the
manufacturer’s specification, the mean particle diameter of the LNT was 0.08 pm (17). No change in the distribution of particle sizes was noted after 18
months of storage at room temperature. The oral superfine dispersed formulation was confirmed to enable the LNT to adhere onto or to be taken up into
Peyer’s patches of the small intestine, and electron microscopy showed that the LNT particles were present in the vacuoles of epithelial cells (18). These
results indicate that LNT was not taken up into the Peyer’s patches unless it was dispersed as superfine particles.

Treatment schedule.
SDL was administered at a dose of 15 mg of LNT once daily for 12 weeks. During the period of SDL administration, the patients were also treated with
various chemotherapy regimens, such as 5-fluorouracil (5-FU); tegafur and uracil (UFT); tegafur, gimeracil and oteracil potassium (S-1); doxifluoridine
(5’-DFUR); levofolinate (LV); irinotecan (CPT-11); gemcitabine (GEM); or cisplatin (CDDP). Treatment was continued until disease progression, unacceptable
toxicity, an adverse event, or the withdrawal of patient consent. Compliance was assessed using data obtained from scheduled interviews with the patients
and regular monitoring.

Assessment of safety.
A complete blood cell count, liver function tests, renal function tests and urinalysis were performed at least every 4 weeks throughout the study period.
Adverse events were evaluated according to the CTCAE v3.0 (Common Terminology Criteria for Adverse Events version 3.0) (19).

Evaluation of QOL.
QOL was evaluated using the QOL Questionnaire for Cancer Patients Treated with Anticancer Drugs (QOL-ACD) in 48 patients who were able to answer the
questionnaire before and after 4, 8 and 12 weeks of SDL administration. The QOL-ACD was developed by Kurihara et al. in 1993 and is endorsed by
the Japanese Ministry of Health, Labor and Welfare. The questionnaire is the first patient­assessed QOL evaluation system for Japanese cancer patients for
which the reliability, validity and sensitivity to anticancer treatment have been verified (20). The QOL-ACD was primarily developed to assess outcome in
clinical trials. Briefly, the QOL-ACD consists of 22 items, 21 of which are investigated using Likert scales covering four domains, namely, activity (6
items), physical (5 items), psychological (5 items) and social (5 items) aspects. The remaining item covers global aspects of QOL as represented by a face
scale consisting of five different faces selected from the original ones used by Lorish and Maisiak (21). Patients were invited to answer all questions by
circling a number on the scale or the face that best described their state. The scores for all questions (1 to 5) were totaled to produce an overall QOL
score ranging from a minimum of 22 to a maximum of 110. A higher score represents a higher QOL status.

Binding ability of CD14+ monocytes to LNT.
Fluorescein-labeled LNT (F-LNT) was prepared using a reductive amination method (22). Briefly, the LNT solution plus 2 mM of sodium periodide was stirred
at 4°C overnight and then ethylene glycol was added. The mixture was dialyzed with distilled water. Fluorescein 5-thiosemicarbazide (40 pg/ml; Molecular
Probes, Eugene, OR, USA) was added under alkaline conditions and stirred at 4°C overnight. Schiff-bases were reduced using sodium borohydride. The
resulting F-LNT was stored at 4°C under light shielding before use.

Peripheral blood (PB) samples were collected into tubes containing sodium heparin anticoagulant prior to the initiation of SDL administration. The PB was
then incubated with F-LNT at 37°C for 75 minutes. During the last 30 minutes, phycoerythrin-labeled anti- CD14 antibody (CALTAG, Burlingame, CA, USA) was
added. The erythrocytes were lysed with FACS Lysing Solution (Becton Dickinson, San Jose, CA, USA) for 10 minutes at room temperature. After washing with
phosphate-buffered saline, the fluorescence intensity of the CD14+ monocytes was measured using a fluorescence- activated cell sorter (FACS Calibur; Becton

Statistical snalysis.
The QOL scores of the patients before and after SDL administration were compared using a Wilcoxon signed rank test.

Show more details – table 1 >>>


Patient characteristics.
The demographic characteristics of the patients are shown in Table I. Between July 2004 and April 2005, 80 patients with unresectable colorectal cancer
were enrolled and treated with SDL. SDL-related adverse events were evaluated in all the patients. Three patients were later found to have had a low WBC
count (<3,000/|rl), a high WBC count (>12,000/|rl), and a low hemoglobin concentration (<10.0g/dl), respectively, prior to the initiation of SDL
administration. Two patients were given biological response modifiers (BRM) within the period of SDL treatment. Four patients became unable to drink at
least 100 ml of water per dose within 2 weeks after enrollment. These 9 patients were subsequently deemed to be ineligible for inclusion in this study and
were excluded from all analyses except for the safety analysis. Fifty-five men and 16 women with a median age of 65 years (range, 32-82 years) were
analyzed in all of the studies. Sixty-four of these 71 eligible patients also underwent chemotherapy, while the remaining 7 patients were only treated with
SDL during the study period.


Safety of SDL and adverse events during chemotherapy.

Four adverse events (5%) that were or were suspected to have been related to SDL were observed within the period of SDL treatment: diarrhea occurred in 2
patients, and a rash and constipation occurred in 1 patient each. These events were grade 2 and disappeared or remitted within the study period. As shown
in Table II, chemotherapy-related adverse events were observed in 9 (14% ) out of the 64 patients who received chemotherapy among the 71 patients who were
eligible for inclusion in this study. Only one patient suffered from a grade 4 adverse event (neutropenia) after receiving 5-FU/LV chemotherapy. The other
adverse events in the 8 patients were grade 1 or 2. Among patients who received a CPT-11-based or a 5-FU-based regimen, adverse events were observed in 5
(19%) out of 27 patients and 4 (11%) out of 37 patients, respectively. Among the 24 patients who were treated with a chemotherapy regimen containing S-1,
only 1 (4%) patient exhibited an adverse event (grade 1).

Improvement of QOL status after SDL administration.
Forty- eight patients received SDL everyday for 12 weeks and were able to answer the questionnaire both before and after 4, 8 and 12 weeks of SDL
administration. The median overall QOL score before SDL administration was 85. Since no significant difference in the QOL scores was observed before and
after the administration of SDL, the overall QOL scores tended to remain constant throughout the 12 weeks of administration (Figure 1A). Among these 48
patients, 23 patients had a QOL score that was less than 85 before the start of SDL administration (QOL low-score group). The QOL scores of this group
improved significantly after 12 weeks of SDL administration. Figure 1B shows the changes in the overall QOL scores from before administration to after 12
weeks of SDL administration in the QOL low-score group (p=0.0199, Wilcoxon signed rank test). In 15 (65% ) out of the 23 patients in the QOL low-score
group, the overall QOL scores improved after 12 weeks of SDL administration.

Binding ability of CD14+ PBMs to LNT and its relation to QOL improvement.
A histogram showing the results of a FACS for CD14+ PBMs is shown in Figure 2. Two types of PBMs were present: bright-positive cells (strong F-LNT binding)
and dull-positive cells (weak F-LNT binding) cells. The binding ability of PBMs to LNT was measured before the initiation of SDL administration. The rates
of bright-positive cells among the CD14+ PBM cells varied individually, with a median of 3.6% , ranging from 0.2% to 44.4% among the 48 patients. The
patients were divided into three categories: namely, a high (>5.0% , n=20), moderate (1.0-4.9% , n=19) and low (<1.0% , n=9) group. Changes (A) in
the overall QOL scores from before to after 12 weeks of SDL administration were then evaluated and the patients were divided into three groups, namely: an
‘improved’ (A>0, n=22), a ‘high-score maintained’ (A<0 and QOL score at 12 weeks of SDL administration >85, n=12); and a ‘not-improved’ (A<0
and QOL score at 12 weeks <85, n=14) group. As shown in Figure 3, the binding abilities

of PBMs to LNT in the QOL ‘improved’ group were significantly greater than those in the QOL ‘not-improved’ group, according to a Mann-Whitney L-test



The present study demonstrates the safety and effectiveness of SDL for patients with advanced colorectal cancer. Four adverse events that were or were
suspected to have been related to SDL were observed in 4 (5%) out of the 80 patients. All of these symptoms were grade 2 and disappeared or remitted within
the study period. Thus, oral SDL treatment, like intravenous LNT treatment, appears to be safe for cancer patients. Regarding the onset of adverse events
associated with chemotherapy, 12 adverse events were observed in only 9 (14%) out of 64 patients who received chemotherapy. Among the CPT-11-based
regimens, neutropenia (grade 1) was observed in only one patient (4%) and no diarrhea (0%) was observed in the 27 patients. Neutropenia (incidence of all
grades, about 70%; grades 3/4, about 30%) and diarrhea (incidence of all grades, about 60% ; grades 3/4, about 20% ) are usually the main severe adverse
events associated with CPT-11-based regimens (23, 24). Among the 5-FU-based regimens, neutropenia and diarrhea were observed in 1 (3%) and 2 (5%) of the 37
patients, respectively. The respective incidences of neutropenia and diarrhea are reportedly 67% (grades 3/4, 31%) and 60%

Show more details – table 2 >>>

Time of QOL evaluation

Figure 1.

Change in overall QOL scores from before SDL administration to after 12 weeks of SDL administration. A, Forty-eight patients were able to answer the
QOL questionnaires. Although no significant difference was observed, the QOL scores tended to remain constant during the 12-week treatment period. B,
Twenty-three patients’ QOL scores were initially less than the median (85). The QOL scores improved significantly (p=0.0199, Wilcoxon signed rank test)
with SDL. The QOL scores of 15 (65% ) of the 23 patients improved after 12 weeks of SDL administration.











I 80












10° 10





Fluorescence intensity Contour plot






10° 10′ 102 103 10° 101 102 103 Fluorescence intensity

Figure 2.

LNT-binding ability of CD14+ monocytes by FACS Histogram. A, without F-LNT (LNT-negative) ; B, with F-LNT (B-1, dull-positive; B-2, bright-positive).

(grades 3/4, 11%) for IV 5-FU/LV and 11% (grades 3/4, 3%) and 54% (grades 3/4, 18% ) for oral UFT/LV (25). According to another report, the incidences of
neutropenia and diarrhea for oral UFT/LV were 34% (grades 3/4, 0%) and 39% (grades 3/4, 9% ), respectively (26). In addition, in the present study, the
incidence of adverse effects (thrombocytopenia/leukopenia) for regimens including S-1 was only 4% (1 out of 24 patients). The incidences of


thrombocytopenia and leukopenia associated with S-1 in stage II and III gastric cancer patients (n=517) were reportedly 26% (grades 3/4, 0.2%) and 59%
(grades 3/4, 1%), respectively (27), while the incidence of leucopenia was 38% (grades 3/4, 2%) in advanced gastric cancer patients (n=150) (28). Several
reports have revealed that anticancer drugs such as CPT-11, paclitaxel, CDDP and 5-FU act by increasing intracellular reactive oxygen species (ROS), and
that N-acetylcysteine or mangafodipir (a superoxide dismutase (SOD) mimic) reduce the hematotoxicity of anticancer agents by reducing intracellular ROS
(29-31). LNT increases the intracellular reductive glutathione content as well as the N-acetylcysteine content and scavenges ROS by increasing reductive
glutathione (14, 15). Thus, the oral administration of SDL may be useful for the suppression of chemotherapy toxicity.

Figure 3.

LNT-binding abilities in QOL ‘improved’ and ‘not-improved’ groups. Forty-eight patients were divided into 3 categories according to their LNT-binding
abilities: >5%, high; 1.0-4.9%, moderate; <1.0%, low. The numbers in parentheses represent the number of patiens in each category. There was a
significant difference in the LNT-binding ability between the QOL ‘improved’ and the ‘not-improved’ groups (p<0.05, Mann-Whitney U-test).

In the present study, we also evaluated the patients’ QOL scores before and after SDL administration in 48 patients with unresectable colorectal cancer.
Usually, the QOL status of patients with advanced cancer tends to gradually decrease. In contrast, among the 48 patients in the present study, no
significant difference was seen between the QOL scores for before SDL administration and those for after 12 weeks of SDL administration. Thus, the QOL
status tended to remain constant for the 12 weeks of SDL administration. In particular, the QOL scores (Activity, Physical, Psychological, Social aspects
and Overall score) obtained after 12 weeks of SDL administration were significantly better than those obtained before SDL administration in the QOL
low-score group. The overall QOL scores were improved in 15 (65% ) of the 23 patients in this group. Some physical aspects (including appetite condition
and body weight loss) were significantly

improved after 8 weeks of SDL administration. The increased production of prostaglandin E2 (PGE2) in macrophages is reportedly involved in appetite loss
and reduced body weight in cachectic mice inoculated with colon cancer cells (32). A previous study demonstrated that LNT reduces PGE2 and increases IL-2
production in macrophages (33). In addition, an experiment confirmed that the administration of LNT significantly increased daily food intake in rats with
stress- induced anorexia (34). Moreover, LNT has been proven to inhibit the production of interleukin-6 (IL-6) in macrophages (35), which is known to cause
cachexia (36). These findings may support the present finding that SDL may effectively improve QOL in patients with advanced colorectal cancer.

To estimate more objective parameters, we evaluated the binding ability of CD 14+ monocytes to LNT. The binding abilities of PBMs in patients with seasonal
allergic symptoms reportedly exhibit individual variations, and the binding abilities of PBMs in patients whose symptoms were improved by SDL treatment
were significantly higher than those in patients whose symptoms were not improved (16). In the present study, the binding abilities of the PBMs to LNT also
showed individual variations, with a median of 3.6% (ranging from 0.2% to 44.4%) in the 48 patients whose QOL statuses were estimated. No significant
difference was seen between the QOL ‘improved’ group (n=22; median, 5.3%; range, 0.8­33.8%) and the ‘high-score maintained’ group (n=12; median, 5.0%;
range, 0.2-44.4%). The patients in the ‘high-score maintained’ group are patients who responded to SDL. On the other hand, the rate of LNT-bound PMBs in
the QOL ‘improved’ group was significantly higher than that in the QOL ‘not-improved’ group (n=14; median, 2.0%; range, 0.4­14.7%). There were several
patients whose PBMs exhibited variable (increased) LNT-binding abilities 1 or 2 months after the initiation of SDL treatment (data not shown). These
patients may have converted from LNT low-responders to high-responders as a result of the SDL treatment and/or chemotherapy. These results suggest that the
LNT-binding ability of CD 14+ monocytes should be estimated at 1 or 2 months after the initiation of SDL treatment to identify SDL responders. As mentioned
above, the mode of action of LNT is mediated by host immune competent cells and LNT is reported to bind to monocytes and macrophages, whose binding
abilities to LNT exhibit individual variations (16). Although the functional differences between F-LNT bright- positive monocytes and dull-positive
monocytes are still unknown and further investigations are required, the LNT- binding ability of cD14+ monocytes may be a promising predictor
for the selection of responders to SDL treatment.


In conclusion, SDL was safe and effective for suppressing the adverse effects of chemotherapy as well as improving QOL. The binding ability of PBM to LNT
appears to be a promising predictor of QOL improvement after SDL administration.


This study was supported by grants from the Digestive Study Group on Foods and Lifestyle-related Disease, an affiliated organization of the Japanese
Society of Geriatric Gastroenterology.

We thank Ajinomoto Co., Inc., which provided the test samples containing SDL, and Dr. I. Makino, Dr. T. Bamba, Dr. Y. Arakawa, Dr. Y. Atomi and Dr. T.
Matsui, who are permanent organizers of the Digestive Study Group on Foods and Lifestyle-related Disease, for their general advice regarding this study. We
are also grateful to Dr. A. Kamiya of the Department of Pharmacy of Yamaguchi University Hospital for his kind advice regarding the preparation of the
clinical study protocol.

Conflict of Interest Statement

The authors did not have any assistance writing the present manuscript. T. Suga and Y. Suga are employees of Ajinomoto Co., Inc., which holds patents and
technologies for the production of SDL. Dr. Nakazawa is the representative organizer of the Digestive Study Group on Foods and Lifestyle-related Disease.
No other potential conflicts of interest relevant to this article are present.


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Received December 29, 2008 Revised March 9, 2009 Accepted May 5, 2009


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